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Exam Code: ACE
Exam Name: Aviatrix Certified Engineer (ACE) program
Certification Provider: Aviatrix
Corresponding Certification: Aviatrix Certification

Try Aviatrix : ACE valid & accurate questions and answers

ACE

Updated: Sep 03, 2025

No. of Questions: 74 Questions & Answers with Testing Engine

Download Limit: Unlimited

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Aviatrix Website Training Portal FAQs and Guide

Difficulty in Writing Aviatrix Certified Engineer (ACE) Exam

Every exam seems difficult if not well prepared. One of the key problems faced by most candidates is to choose the right research materials for their exam preparation since they use the internet to find too much data that makes it difficult for them to trust, which would be helpful for them. The “How to study for Aviatrix Certified Engineer (ACE) Exam” section specifically focusses on required resources for best exam preparation. It is highly recommended to use the course contents mentioned in this document to search online and find relevant study material to get a know how of what each topic is about. Continuous learning is provided by Aviatrix ACE Training portal. Aviatrix Certified Engineer (ACE) Exam is not a technical exam and can be very easy to solve if well prepared. ACE practice exam dumps are provided by Exams-boost and can be accessed via the links at the bottom of this document. Exams-boost have the most up-to-date ACE exam dumps. Exams-boost also include practice testing, which proves to be an outstanding forum for testing the information gained. Sample questions provided on the Aviatrix's official website can also be very helpful to gain knowledge of the type of questions expected in the exam.

What is the duration, language, and format of Aviatrix Certified Engineer (ACE) Exam

  • Passing percentage: 70%
  • Validity: 3 years
  • Language of Exam: English
  • Format: Multiple choice
  • Duration of Exam: 60 minutes

Aviatrix ACE Exam Syllabus Topics:

TopicDetails
Topic 1
  • Overview of the Regulatory Framework: This section of the exam measures the skills of target audience in self-regulatory organization (SRO) requirements for registered individuals. It discusses qualification, registration, and continuing education requirements, differentiating between registered and non-registered persons. The section also highlights regulatory obligations regarding employee conduct, reportable events, outside business activities, and private securities transactions. One key skill measured is understanding the registration process for financial professionals.
Topic 2
  • Regulatory Entities, Agencies, and Market Participants: This section of the exam measures the skills of Cloud Architects and covers the role of regulatory bodies in overseeing financial markets. It explains the mission and authority of the Securities and Exchange Commission (SEC), highlighting its role in investor protection and market stability. It also covers self-regulatory organizations (SROs) such as FINRA and MSRB, explaining their jurisdiction and regulatory functions. Other regulatory agencies, including the Department of the Treasury, IRS, and state regulators, are also discussed. One key skill measured is understanding SEC jurisdiction and enforcement.
Topic 3
  • Market Structure: This section of the exam focuses on different types of financial markets. It covers the primary market, where securities are issued for the first time, and the secondary market, where existing securities are traded, including electronic and over-the-counter (OTC) trading. Additionally, it explains the third and fourth markets, which involve institutional trading and direct transactions between investors. One key skill measured is differentiating between market types and their functions.
Topic 4
  • Understanding Trading, Customer Accounts, and Prohibited Activities: This section of the exam measures skills in trading mechanisms, settlement processes, and customer account regulations. It explains different order types, such as market and limit orders, and discusses corporate actions that affect securities. It also covers the bid-ask process in trading. One key skill measured is distinguishing order types and their applications.
Topic 5
  • Understanding Products and Their Risks: This section of the exam explores various financial instruments and associated risks. It covers equity securities, focusing on common stock, and debt instruments, including treasury securities and asset-backed securities. Investment risks such as capital, credit, and inflation risk are also examined. One key skill measured is identifying risk types and their impact on investments.

Reference: https://aviatrix.com/ace/

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ACE Product FAQ's

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