Updated: Aug 17, 2026
No. of Questions: 100 Questions & Answers with Testing Engine
Download Limit: Unlimited
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| Certification Vendor: | Canadian Securities Institute (CSI) |
| Exam Name: | Canadian Securities Course Exam 1 (Volume 1) |
| Exam Number: | CSC1 |
| Related Certifications: | Canadian Securities Course (CSC) Exam 2 |
| Available Languages: | English, French |
| Exam Duration: | 150 minutes |
| Real Exam Qty: | 100 |
| Passing Score: | 60% |
| Certificate Validity Period: | Does not expire |
| Exam Format: | Multiple-choice |
| Recommended Training: | Canadian Securities Course (CSC) Official Learning Materials |
| Exam Registration: | Official CSI Registration Page |
| Sample Questions: | CSI CSC1 Sample Questions |
| Exam Way: | Computer-based exam (online proctored or designated test centers) |
| Pre Condition: | No formal prerequisites required |
| Official Syllabus URL: | https://www.csi.ca |
| Section | Objectives |
|---|---|
| Topic 1: Canadian Financial Markets and Economic Environment | - Structure of capital markets and financial system
|
| Topic 2: Equity Securities | - Common and preferred shares
|
| Topic 3: Fixed Income Securities | - Debt instruments
|
1. What is a company likely trying -c achieve when ituses a stock spit as part of itscorporate strategy?
A) Prevent delisting from a stock exchange
B) Decrease the share price
C) Fewer outstanding shares
D) increase the share price
2. What is the role thatthe dealer memberis taking when a client's order for an unlisted security is filled directly from inventory rather than on the exchange?
A) Alternative trading system
B) Principal
C) Over-the-counter agent
D) Clearing agent
3. Which type of bond offers the investor a choice of interest payments in either of two currencies?
A) Subordinated debentures
B) Eurobonds
C) Foreign pay bonds
D) Floating-rate securities
4. Anwar is placing a market order to purchase 100 shares of AJLwhen the bid/ask is $10.25."$ 10.75. Before the trade is complete, the bid/ask moves to $10.207S1Q70. Whatis the share pricethat Anwar will pay on the purchase transaction?
A) $10.75
B) $10.70
C) $10.29
D) $10.20
5. What is the impact of a stock split on the number of shares held by the shareholders and theirprice?
A) The number of shares Increases and theshare price Increases.
B) The number of shares decreases and the share price eases
C) The number of shares decreases and the share price decreases.
D) The number of shares increases and the share price decreases.
Solutions:
| Question # 1 Answer: B | Question # 2 Answer: B | Question # 3 Answer: C | Question # 4 Answer: B | Question # 5 Answer: D |
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