Try CSI : CSC1 valid & accurate questions and answers

Updated: Aug 17, 2026

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CSI CSC1 Exam Overview:

Certification Vendor:Canadian Securities Institute (CSI)
Exam Name:Canadian Securities Course Exam 1 (Volume 1)
Exam Number:CSC1
Related Certifications:Canadian Securities Course (CSC) Exam 2
Available Languages:English, French
Exam Duration:150 minutes
Real Exam Qty:100
Passing Score:60%
Certificate Validity Period:Does not expire
Exam Format:Multiple-choice
Recommended Training:Canadian Securities Course (CSC) Official Learning Materials
Exam Registration:Official CSI Registration Page
Sample Questions:CSI CSC1 Sample Questions
Exam Way:Computer-based exam (online proctored or designated test centers)
Pre Condition:No formal prerequisites required
Official Syllabus URL:https://www.csi.ca

CSI CSC1 Exam Syllabus Topics:

SectionObjectives
Topic 1: Canadian Financial Markets and Economic Environment- Structure of capital markets and financial system
  • 1. Money markets and capital markets overview
    • 2. Primary and secondary markets functions
      - Economic fundamentals
      • 1. Monetary policy and fiscal policy basics
        • 2. Macroeconomic indicators and cycles
          Topic 2: Equity Securities- Common and preferred shares
          • 1. Market indices and trading basics
            • 2. Equity valuation fundamentals
              Topic 3: Fixed Income Securities- Debt instruments
              • 1. Bonds and debentures characteristics
                • 2. Interest rates and bond pricing basics

                  CSI Canadian Securities Course Exam 1 Sample Questions:

                  1. What is a company likely trying -c achieve when ituses a stock spit as part of itscorporate strategy?

                  A) Prevent delisting from a stock exchange
                  B) Decrease the share price
                  C) Fewer outstanding shares
                  D) increase the share price


                  2. What is the role thatthe dealer memberis taking when a client's order for an unlisted security is filled directly from inventory rather than on the exchange?

                  A) Alternative trading system
                  B) Principal
                  C) Over-the-counter agent
                  D) Clearing agent


                  3. Which type of bond offers the investor a choice of interest payments in either of two currencies?

                  A) Subordinated debentures
                  B) Eurobonds
                  C) Foreign pay bonds
                  D) Floating-rate securities


                  4. Anwar is placing a market order to purchase 100 shares of AJLwhen the bid/ask is $10.25."$ 10.75. Before the trade is complete, the bid/ask moves to $10.207S1Q70. Whatis the share pricethat Anwar will pay on the purchase transaction?

                  A) $10.75
                  B) $10.70
                  C) $10.29
                  D) $10.20


                  5. What is the impact of a stock split on the number of shares held by the shareholders and theirprice?

                  A) The number of shares Increases and theshare price Increases.
                  B) The number of shares decreases and the share price eases
                  C) The number of shares decreases and the share price decreases.
                  D) The number of shares increases and the share price decreases.


                  Solutions:

                  Question # 1
                  Answer: B
                  Question # 2
                  Answer: B
                  Question # 3
                  Answer: C
                  Question # 4
                  Answer: B
                  Question # 5
                  Answer: D

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