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IIA IIA-QIAL-Unit-3 Exam Overview:

Certification Vendor:The Institute of Internal Auditors (IIA)
Exam Name:QIAL - Unit 3: Ethical Leadership
Exam Number:IIA-QIAL-Unit-3
Certificate Validity Period:Annual Continuing Professional Development (CPD) required to maintain certification
Exam Duration:165 minutes
Passing Score:Not publicly disclosed
Real Exam Qty:Case Study Assessment (non-disclosed format)
Exam Price:USD 450 (Member) / USD 600 (Nonmember)
Related Certifications:Qualification in Internal Audit Leadership (QIAL)
Available Languages:English
Exam Format:Written Response, Scenario-Based Assessment, Case Study
Recommended Training:QIAL Program Information
QIAL Candidate Guide and Syllabus
Exam Registration:IIA Certification Candidate Management System (CCMS)
Exam Way:Case study assessment completed through the QIAL program. Candidates may alternatively submit a Portfolio of Professional Experience (PPE) if eligible under applicable program pathways.
Pre Condition:QIAL candidates must meet eligibility requirements established by The IIA. Aspiring Leaders generally require CIA certification and at least five years of internal audit or related experience.
Official Syllabus URL:https://www.bhbi.co.uk/uploads/courses/QIAL_Exam-Syllabus.pdf

IIA IIA-QIAL-Unit-3 Exam Syllabus Topics:

SectionWeightObjectives
Long-term Organizational Sustainability15-20%- Support the development of organizational goals and strategies for long-term sustainability
  • 1. Organizational sustainability and risk
    • 2. Sustainability reporting
      • 3. Providing assurance and advice on organizational sustainability
        • 4. Industry standards and norms for organizational sustainability
          - Promote long-term organizational sustainability
          • 1. Organizational sustainability and strategy
            • 2. Key drivers for organizational sustainability
              • 3. Sustainable supply chain management
                Ethics and Ethical Behavior35-40%- Advise an organization on ethical issues and the risks associated with reputation and fraud
                • 1. Dealing with multiple and conflicting ethical systems
                  • 2. The ethics of external relationships
                    • 3. Ethical business practices
                      • 4. The bases (foundations) of ethics
                        • 5. The role of business ethics and values
                          • 6. Fraud risk, identification, and control
                            • 7. Ethical issues and associated reputational risks
                              • 8. Providing assurance on ethical risks
                                - Maintain professional integrity and objectivity
                                - Facilitate the development, implementation, and monitoring of organizational ethical policies
                                • 1. Monitoring ethics
                                  • 2. Ethical codes and policies
                                    • 3. Embedding ethics into the organization
                                      • 4. The relationship between ethics and culture
                                        - Demonstrate ethical leadership
                                        • 1. Demonstrating ethical leadership through integrity, objectivity, and moral courage
                                          • 2. Ethical leadership, personal integrity, moral courage, and tone at the top
                                            Corporate Social Responsibility35-40%- Advise an organization on social and environmental responsibilities
                                            • 1. The implications of corporate social responsibility
                                              • 2. Acting in the public interest
                                                • 3. Providing assurance and advice on corporate social responsibility
                                                  - Enable an organization to comply with regulatory and legislative obligations
                                                  • 1. Compliance with legislation and regulation
                                                    • 2. Processes for gathering data on corporate social responsibility
                                                      • 3. Reporting corporate social responsibility issues
                                                        Communication Skills5-10%- Use technical language correctly and appropriately for the audience
                                                        - Produce a document in a style and format appropriate to the task
                                                        - Adhere to conventions of written language

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