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| Section | Weight | Objectives |
|---|---|---|
| AML Compliance Framework | 25% | - Roles and responsibilities
|
| Risk Management and Due Diligence | 25% | - Customer Due Diligence (CDD/KYC)
|
| Detecting and Preventing Financial Crime | 20% | - Investigations and enforcement
|
| Money Laundering and Terrorist Financing Concepts | 30% | - Global AML/CFT standards
|
内部監査チームは、自社の金融犯罪対策 (AFC) プログラムを検討しています。
公平かつ効果的な監視を確保するために、第 3 防衛線の次の属性のうちどれが最も重要でしょうか。
Correct Answer: D 🗳️
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ベンダーから AFC ツールを購入して顧客ライフサイクルに実装することを検討する場合、プロセス中に次のどの対策を講じる必要がありますか? (2 つ選択してください。)
Correct Answer: A,B 🗳️
Explanation: Only visible for Exams-boost members. You can sign-up / login (it's free).
資本市場を通じたマネーロンダリングに最も関連する危険信号は何ですか?
Correct Answer: D 🗳️
金融機関の AML アナリストは、自動取引監視システムによって生成されたアラートを調査して、アラートを AML 部門にエスカレーションしてさらに調査する必要があるか、または誤検知としてアーカイブできるかを判断しています。
AML アナリストが取るべき合理的なアクションはどれでしょうか?
Correct Answer: A 🗳️
保険会社が提供する商品のマネーロンダリングリスクに対する脆弱性を評価するために通常使用される属性は何ですか? (3 つ選択してください。)
Correct Answer: A,B,C 🗳️
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