Last Updated: Oct 06, 2026
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| Section | Weight | Objectives |
|---|---|---|
| Tools and Technologies to Fight Financial Crime | ||
| Understanding Risks and Methods of Financial Crime | 30% | - Financial Crime Risks related to products within other financial sectors - Financial Crime Risks related to Politically Exposed Persons (PEPs) and high-risk customers - Financial Crime Risks related to MSBs, PSPs, and ecommerce platforms - Financial Crime Risks related to gaming and gambling - Financial Crime Risks related to VASPs, cryptoassets, and related products - Financial Crime Risks related to gatekeepers - Financial Crime Risks related to insurance products - Financial Crime Risks related to real estate - Financial Crime Risks related to trusts and company service providers |
| Building an AFC Compliance Program | ||
| Global AFC Frameworks, Governance and Regulations | - AML Regulatory Framework (Elective options: Canada, EU, UK, USA) |
Zu den mit Immobilientransaktionen verbundenen Risiken gehören (Wählen Sie zwei aus.)
Correct Answer: B,D 🗳️
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Warum sollten die Schwellenwerte für die Überwachung von Geldwäsche und Terrorismusfinanzierung regelmäßig überprüft werden?
Correct Answer: A 🗳️
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Einem Kreditinstitut wurde ein vorläufiger Feststellungsbericht zugestellt, in dem erhebliche Abweichungen von den AML-Vorschriften hervorgehoben werden und in dem darauf hingewiesen wird, dass dem Institut der mögliche Entzug seiner Banklizenz droht.
Welche Behörde könnte den Bericht herausgegeben haben?
Correct Answer: B 🗳️
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Welche Kontrollmaßnahme ist am effektivsten, um verdächtige Korrespondenzbankbeziehungen zu identifizieren?
Correct Answer: B 🗳️
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Eine internationale Bank hat ihren Hauptsitz in Madrid (Spanien) und eine Niederlassung in New York (NYC), USA. Die Niederlassung in Madrid untersucht eine Transaktion eines Kunden der Niederlassung in New York und fragt, ob die Niederlassung in New York weitere relevante Informationen zu der Person weitergeben kann. Nach weiteren Recherchen stellt die Niederlassung in New York fest, dass sie im vergangenen Jahr einen Bericht über verdächtige Aktivitäten (SAR) zu der Person eingereicht hat.
Welche Faktoren müssen berücksichtigt werden, bevor die angeforderten Informationen weitergegeben werden? (Wählen Sie zwei aus.)
Correct Answer: C,D 🗳️
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