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ACAMS CAMS7 Deutsch Exam Syllabus Topics:

SectionWeightObjectives
Tools and Technologies to Fight Financial Crime
Understanding Risks and Methods of Financial Crime30%- Financial Crime Risks related to products within other financial sectors
- Financial Crime Risks related to Politically Exposed Persons (PEPs) and high-risk customers
- Financial Crime Risks related to MSBs, PSPs, and ecommerce platforms
- Financial Crime Risks related to gaming and gambling
- Financial Crime Risks related to VASPs, cryptoassets, and related products
- Financial Crime Risks related to gatekeepers
- Financial Crime Risks related to insurance products
- Financial Crime Risks related to real estate
- Financial Crime Risks related to trusts and company service providers
Building an AFC Compliance Program
Global AFC Frameworks, Governance and Regulations- AML Regulatory Framework (Elective options: Canada, EU, UK, USA)

ACAMS Certified Anti-Money Laundering Specialist (CAMS7 the 7th edition) (CAMS7 Deutsch Version) Sample Questions:

Question #1

Zu den mit Immobilientransaktionen verbundenen Risiken gehören (Wählen Sie zwei aus.)

  • A. den wahren Marktpreis für eine Immobilie zahlen.
  • B. grenzüberschreitende Käufe.
  • C. Käufe im Namen einer natürlichen Person.
  • D. nicht finanzierte Käufe.
Reveal Solution  Discussion  0

Correct Answer: B,D  🗳️

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Question #2

Warum sollten die Schwellenwerte für die Überwachung von Geldwäsche und Terrorismusfinanzierung regelmäßig überprüft werden?

  • A. Vorschriften und Kundenrisiken können sich im Laufe der Zeit ändern.
  • B. Schwellenwerte haben niemals Auswirkungen auf die Alarmqualität
  • C. Regulierungsbehörden verbieten Schwellenwertanpassungen
  • D. Überwachungssysteme können keine Fehlalarme erzeugen
Reveal Solution  Discussion  0

Correct Answer: A  🗳️

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Question #3

Einem Kreditinstitut wurde ein vorläufiger Feststellungsbericht zugestellt, in dem erhebliche Abweichungen von den AML-Vorschriften hervorgehoben werden und in dem darauf hingewiesen wird, dass dem Institut der mögliche Entzug seiner Banklizenz droht.
Welche Behörde könnte den Bericht herausgegeben haben?

  • A. Strafverfolgungsbehörde
  • B. AML-Aufsichtsbehörde
  • C. Financial Action Task Force (FATF)
  • D. Eine Selbstregulierungsorganisation des Bankensektors
Reveal Solution  Discussion  0

Correct Answer: B  🗳️

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Question #4

Welche Kontrollmaßnahme ist am effektivsten, um verdächtige Korrespondenzbankbeziehungen zu identifizieren?

  • A. Begrenzung von Geldautomatenabhebungen
  • B. Durchführung von Due-Diligence-Prüfungen der befragten Institutionen
  • C. Überprüfung der Öffnungszeiten der Filiale
  • D. Reduzierung der Interaktionen im Kundenservice
Reveal Solution  Discussion  0

Correct Answer: B  🗳️

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Question #5

Eine internationale Bank hat ihren Hauptsitz in Madrid (Spanien) und eine Niederlassung in New York (NYC), USA. Die Niederlassung in Madrid untersucht eine Transaktion eines Kunden der Niederlassung in New York und fragt, ob die Niederlassung in New York weitere relevante Informationen zu der Person weitergeben kann. Nach weiteren Recherchen stellt die Niederlassung in New York fest, dass sie im vergangenen Jahr einen Bericht über verdächtige Aktivitäten (SAR) zu der Person eingereicht hat.
Welche Faktoren müssen berücksichtigt werden, bevor die angeforderten Informationen weitergegeben werden? (Wählen Sie zwei aus.)

  • A. Die Bank sollte dies dem Financial Crimes Enforcement Network (FinCEN) melden und eine formelle Anleitung einholen, bevor sie die Informationen weitergibt.
  • B. Die ausländische Bank muss für die grenzüberschreitende Weitergabe von Informationen stets die Genehmigung ihrer nationalen Behörde zur Bekämpfung von Finanzkriminalität einholen.
  • C. Die Bank sollte die Datenschutzanforderungen der jeweiligen Gerichtsbarkeit sowie ihre eigenen Richtlinien und Verfahren berücksichtigen, um zu bestimmen, welche Informationen weitergegeben werden.
  • D. Die Informationen sollten nur weitergegeben werden, wenn dies unbedingt erforderlich ist.
Reveal Solution  Discussion  0

Correct Answer: C,D  🗳️

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